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Pipeline template

Fintech audit

Audit KYC, AML, fee schedules, and compliance language for regulator readiness.

How the pipeline runs

  1. Step 01

    Connect sources

    Drive, Notion, Confluence, Slack

  2. Step 02

    Score every doc

    Five dimensions per file

  3. Step 03

    Find contradictions

  4. Step 04

    Build vertical ontology

  5. Step 05

    Deliver report

    PDF, JSON, MCP endpoint

What this audits

  • KYC and AML procedures across compliance manuals and operations runbooks
  • Fee schedule consistency across pricing page, terms of service, and customer agreement
  • Risk-and-control documentation against the regulator template
  • Topics a financial regulator expects to find but the source tree skips

When to use this

You hold an FCA, PRA, or equivalent licence. Your compliance manual, terms of service, and operations runbooks must agree. Quiet drift between them is the audit finding you cannot afford.

Industries this fits

  • Banking
  • Payments
  • Lending
  • Wealth management

Sample contradictions caught

Two real-shaped conflicts ceadr would surface in this audit.

  1. Source A

    KYC-Procedure.pdf

    “Identity verification must complete within 24 hours of account creation.”

    Source B

    Compliance-Manual-v4.md

    “Identity verification must complete within 72 hours of account creation.”

  2. Source A

    Fee-Schedule.gdoc

    “Transaction fee is 0.5 percent on every payment.”

    Source B

    Terms-of-Service.md

    “Transaction fee is 0.3 percent on every payment.”

Run this template against your knowledge.

Connect your sources. ceadr handles the rest in 3 minutes.

Use this template